Program Differences

Differences between SBIR and STTR

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SBIRSTTR
Phase I
Level of Effort
Minimum of 2/3 of the effort must be performed by small businessMinimum of 40% of the effort must be performed by small business
Maximum of 1/3 of the effort may be performed by consultants and/or subcontractorsMinimum of 30% of the effort must be performed by a non-profit research institution.
Phase II
Level of Effort
Minimum of 50% of the effort must be performed by small business(Same as Phase I)
Maximum of 50% of the effort may be performed by consultants and/or subcontractors(Same as Phase I)
SubcontractorsMay have subcontractors involvedMust have non-profit research institute involved as subcontractor
Project DurationPhase I–Approximately 6 monthsPhase I–Approximately 1 year
Phase II–2 yearsPhase II–2 years
Maximum Award AmountPhase I–$225,000Phase I–$225,000
Phase II–$1,500,000Phase II–$1,500,000
Number of Agencies Participating105
Principal InvestigatorMust be employed with small businessMay be employed with either small business or non-profit research institution. (This requirement varies among agencies.)